Assessing Principles Applicable to the Sentencing Factors and Its Need
Without proper principles for assessing the sentencing factors, the Guideline¡¯s
function to provide guidance on sentencing cannot be assured. Although the assessing
principles will not be able to ensure perfect assessments for every case, in most cases, the
assessing principle set forth in the Guideline will provide a reasonable sentencing range.
Outline of Assessing Principles of the Sentencing Factors
The special sentencing determinants are given more consideration than the general
sentencing determinants. This is exemplified in the fact that the special sentencing
determinants can adjust the three sentencing range zones while the general sentencing
determinants will be only within a given zone.
As seen in the table below in regards to the murder group, the sentencing guidelines
have multiples of assessing principles applicable to the special sentencing determinants.
< Assessing Principles Applicable to the Sentencing Factors >
-
- When more than two special sentencing determinants are found, sentencing range
is determined through assessing the factors according to the following principles:
- ¨ç The conduct factor is taken into consideration with greater weight than the same
number of actor/etc. factor. However, the victim or the victim¡¯s family who
opposes punishing the offender can considered as the same as the conduct
factors.
- ¨è Each factors within the categories of conduct or actor/etc. are weighed equivalently.
- ¨é When the sentencing range is not decided clearly with the aforementioned
principles of ¨ç and ¨è, the judge should decide the sentencing range through
comparing and assessing the determinants overall based on the principles in ¨ç
and ¨è.
The principles applied for assessing the factors can be summarized into the following
two principles: The first principle applied is ¡°the principle of greater weight given to the
conduct determinant¡± and the second is ¡°the principle of special sentencing determinants
of the same kind treated equally.¡± In order to implement the principle that liability should
result from the conduct, the conduct determinants are treated with greater weight than
actor/etc. determinant. Between the conduct determinants or the actor/etc. determinants,
the special aggravating factors and special mitigating factors possess the same weight as
the same number of factors to offset each other. In Groups such as Murder, Sexual
Assault, Robbery, Embezzlement and Breach of Trust, Abduction and Inducement,
Fraud, Larceny, and Crimes on Obstruction of Official Duties, however, the victim or the
victim¡¯s family member opposing the punishment of the offender can match the conduct
determinant. This exception was made to follow the criminal policy of protecting victims
by allowing opportunities for recovery from harm done by the offender.
Since sentencing factors are not quantified numerically, sentencing ranges in every
case cannot be determined automatically. For exceptional cases of assessing principles of
special sentencing determinants not present in the sentencing range, the sentencing court
should determine the sentencing range through comparing and assessing the various
sentencing determinants.
After assessing the sentencing determinants, aggravated sentencing range is
recommended when the assessing reveals greater aggravating factors, and the standard
sentencing range is recommended when the assessing reveals the same number of
aggravating and mitigating factors.
Application of Assessing Principles of the Sentencing Factors
As prescribed in the sentencing guideline¡¯s assessing principles, when the special
mitigating determinants are more in number or greater in weight (when the number of
special aggravating factors in the conduct determinants and special mitigating factors in
the act/etc. determinants are same), apply the mitigating sentencing range. When the
special aggravating determinants are more in number or greater in weight, apply the
aggravating sentencing range. Apply the standard sentencing range for cases where no
special aggravating or mitigating factors are present and the number of factors as well as
the characteristics is the same for either factor.
More specifically, the following explains this assessment:
Compare the number of conducts in the special mitigating factor and conducts in the
special aggravating factors then calculate the number of special sentencing determinants
after offsetting the factors. Compare the number of actor/etc. in the special mitigating
factor and actor/etc. in the special aggravating factors then calculate the number of
special sentencing determinants after offsetting the factors.
First, the standard sentencing range is recommended for cases with no special sentencing determinants.
Second, when only the special mitigating factors or special aggravating factors
remain, assessments should be done as follows. If the remainders are aggravating factors,
aggravated sentencing range is recommended, and if mitigating factors remains, then the
mitigated sentencing range is recommended for sentencing. A cautionary note pursuant
to the special adjustment of the sentencing range is advised. When the number of
remaining special mitigating factors is more than 2, the minimum level of the mitigated
sentencing range is reduced by 1/2 when the number of remaining special aggravating
factors is more than 2, the maximum level of the aggravated sentencing range is
increased by 1/2 For example, when the mitigated sentencing range is ¡°2 to 4 years¡± and
remaining special mitigating factors is more than 2, the recommended sentencing range
would be ¡°1 to 4 years.¡± If the aggravated sentencing range is ¡°4 to 6 years¡± and
remaining special aggravating factors is more than 2, the recommended sentencing range
would be ¡°4 to 9 years.¡± This would be applied regardless of whether the special
sentencing determinants or conduct or actor/etc. determinants remains.
Third, when both special mitigating and aggravating factors remains in the assessing
process, the following should be taken into account: ¨çWhen the conduct in the special
mitigating factors and actor/etc. in the special aggravating factors remain, and the
number of conduct in the special mitigating factors is more than or the same number as
that of actor/etc. in the special aggravating factors, the sentencing guideline recommends
the mitigated sentencing range. This is because the Guideline considers the offense
conduct factors with greater weight than the actor/etc. factors. If the remaining number of
conduct in the special mitigating factors is more than 2, the minimum level of the
mitigated sentencing range is reduced by 1/2. When the number of actor/etc. in the
special aggravating factors is more, the court decides the range among mitigated,
standard, and aggravated sentencing ranges, through comparing and evaluating the
special sentencing determinants. This applies is the case when the remaining number of
actor in the special aggravating factors is more than 2. In addition, the aggravated
sentencing range is not advised, nor is the maximum level of the aggravated sentencing
range increased by 1/2. ¨è When actor/etc. in the special mitigating factors and conduct
in the special aggravating factors remain, the advised sentencing zone is determined in
the same manner. When the number of conduct in the special aggravating factors is more
than or same as that of actor/etc. in the special mitigating factors, aggravated sentencing
range is advised. When actor/etc. in the special mitigating factors outnumber conduct in
the special aggravating factors, the advised sentencing range is decided through
comparing and assessing the determinants overall.
< Examples Determining Sentencing Ranges >
- ¨ç When the Number of Special Sentencing Factors are Same
- (1) Case 1
Á¦1»ç·Ê
Classification |
Mitigating |
Aggravating |
Offense Conduct |
|
Cases where the Victim is Ascendant of the Offender |
Actor/etc. |
Voluntary Surrender to Investigative Agencies |
|
- As the above table exemplifies, one for each factor of special aggravating factor and
special mitigating factor is present in this case. Since the offense conduct factor is
given more weight than the actor/etc. factor, for this case, the aggravated sentencing
zone is recommended.
- If the above case had other factors involved then the recommended zone would be
different. For example, a special mitigating factor of ¡®victim opposes punishment¡¯
factor could be present instead of the ¡®voluntary surrender to investigative agencies¡¯
factor. Since the Guideline recommends evaluating the ¡®victim opposes punishment¡¯
factor as same as the actor/etc. factor due to policy reasons, for this case, the
standard sentencing zone would be recommended.
- (2) Case 2
Á¦2»ç·Ê
Classification |
Mitigating |
Aggravating |
Offense Conduct |
Excessive Use of Self-Defense, Willful Negligence |
Premeditated Crime |
Actor/etc. |
|
Special Violent Crime Act (Repeated Crime) |
- Above table shows that there are two special aggravating factors and two special
mitigating factors for this case. The conduct factor, ¡®use of excessive self-defense¡¯
offsets ¡®premeditated crime.¡¯ Also, the remaining conduct factor ¡®willful negligence¡¯
is given greater weight than the actor/etc. factor or the ¡®Special Violent Crime
Act(repeated crime).¡¯ In this case, the mitigated sentencing range would be
recommended under the Guideline.
- ¨è Cases Exemplifying Unequal Numbers of Special Sentencing Factors
- (1) Case 1
Á¦1»ç·Ê
Classification |
Mitigating |
Aggravating |
Conduct |
(Strong) Provocation by the Victim |
|
Actor/etc. |
Those with Hearing and Visual Impairments |
Absence of Remorse |
- The actor factor of ¡®those with hearing and visual impairments¡¯ offsets ¡®absence of
remorse¡¯ and since ¡®(strong) provocation by the victim¡¯ factor remains, select the
mitigating factor.
- The actor factor ¡®those with hearing and visual impairments¡¯ offsets ¡®absence of
remorse¡¯ and the remaining special mitigating factor ¡®(strong) provocation by the
victim¡¯ recommends the mitigated sentencing zone for this case.
- Another way to explain this is since the act factor ¡®(strong) provocation by the victim¡¯
is given greater weight than the actor/etc. factor, ¡®absence of remorse,¡¯ and
additional special mitigating factor such as ¡®those with hearing and visual
impairments¡¯ suggests the mitigated sentencing zone to be selected.
- (2) Case 2
Á¦2»ç·Ê
Classification |
Mitigating |
Aggravating |
Offense Conduct |
|
Premeditated crime |
Actor/etc. |
Those with Hearing and Visual
Impairments, Voluntary
Surrender to Investigative
Agencies |
|
- The conduct factor of ¡¯premeditated crime¡¯ is taken into greater consideration than
actor/etc. factor such as the ¡¯those with hearing and visual impairments¡¯ or
¡¯voluntary surrender to investigative agencies.¡¯ But, in this case, the actor/etc. factors
outnumber the factors in the conduct classification. In this case, the sentencing
range zone cannot be recommended based only on the assessing principles.
- In the case, the court decides the appropriate sentencing zone through comparing and evaluating the factors .